ATS Questionnaire

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ATS.png

ATS Questionnaire

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The Free Healthy Markets ATS Questionnaire, developed and distributed by Healthy Markets Association, is intended to assist investment advisers and brokers ensure that they have sufficient information about the operations of an Alternative Trading System (ATS). This ATS Questionnaire should supplement and inform an investor’s and broker’s existing policies, procedures, and practices regarding their fulfillment of their fiduciary and best execution obligations. Healthy Markets makes no representations as to the completeness of the ATS Questionnaire or responses received, and assumes no liability for any actions taken as a result of the use of this ATS Questionnaire.

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The freely available Healthy Markets Questionnaire includes dozens of detailed, technical quaitons about items ranging from information-leaking order types to smart order router preferencing.